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Asset Integrity Management

Failure Analysis and Root Cause Analysis (RCA)

We combine metallurgical and process forensics with structured root cause analysis to close the recurrence loop on capital equipment failures

Technical overview

Failure Analysis and Root
Cause Analysis (RCA)

Failure analysis and root cause analysis of equipment failures combine metallurgical examination such as scanning electron microscopy with energy dispersive x ray, optical microscopy, fractography, hardness mapping and chemical composition, fluid and corrosion forensics such as inductively coupled plasma analysis, ion chromatography, gas chromatography mass spectrometry and deposit characterisation, and structured causal analysis methods such as TapRooT, Apollo RCA, the five whys, Cause Map, Ishikawa and TRIPOD, to identify why a vessel ruptured, a tube failed, a compressor crashed or a pipeline leaked. Our team distinguishes this work from blame focused incident review through systematic evidence preservation, multi layer causal exploration across the immediate, intermediate, root and latent levels, and recommendation development that addresses programmatic gaps and not just the specific failure. CSB investigated events such as the Tesoro Anacortes high temperature hydrogen attack, the Williams Olefins de ethaniser overfill and the Husky Superior HF release demonstrate the cost of inadequate analysis, namely repeat events at sister facilities and across industries. We integrate ASM Failure Analysis Handbook techniques, the API RP 571 damage mechanism reference, IChemE Loss Prevention Bulletin learnings, and a digital evidence chain of custody for litigation defence.

Failure Analysis and Root Cause Analysis (RCA) Overview
Engineering process

Failure Analysis and Root Cause Analysis (RCA) workflow

Incident Scoping & Evidence Preservation

Scope investigation per CCPS Guidelines for Investigating Process Safety Incidents, preserve physical evidence (failed component, residue, debris pattern) per IEC 62740 chain of custody, secure DCS / historian data and witness statements.

Failure Mode Identification

Identify candidate failure modes per ASM Handbook / API 689, overload, fatigue, corrosion, wear, brittle / ductile fracture, creep, environmental cracking, align with API RP 571 damage mechanism catalogue, conduct visual / macroscopic examination.

Laboratory Analysis & Characterisation

Conduct laboratory analysis, metallography, fractography (SEM, EDX), chemical analysis (OES, XRD), hardness profile, mechanical testing, identify root failure mode (initiating mechanism) vs contributory factors, align with ASTM E series test methods.

Causal Chain Analysis

Apply systematic causal analysis, Why Tree / TapRoot / Apollo / Causal Chain per ISO 17776 / IEC 62740, identify physical root (immediate), latent root (system / management), organisational / cultural factors, align with CCPS / OSHA accident investigation methodology.

Corrective Action Development

Develop corrective actions per hierarchy of controls, elimination, substitution, engineering, administrative, PPE, specify monitoring KPIs for corrective action effectiveness, align with MOC for engineering / procedural changes, integrate with PHA revalidation.

Lessons Learned & Recurrence Prevention

Issue investigation report with executive summary, evidence pack, causal analysis, corrective actions, and recurrence prevention strategy, share lessons learned across sites and corporate, integrate with API RP 754 PSE indicators and CCPS RBPS Incident Investigation element.

Failure Analysis and Root Cause Analysis (RCA) Scope
Scope of work

Every deliverable from basis to handover

Complete Failure Analysis and Root Cause Analysis (RCA) scope covering every calculation, drawing, specification, and construction support activity.

We preserve evidence under chain of custody, capturing photography, samples, operating data and maintenance records
We carry out visual examination covering macroscopic fractography, deposit and corrosion pattern and deformation
We perform metallographic examination using optical microscopy, scanning electron microscopy with energy dispersive x ray, hardness and microstructure
We run chemical analysis of base material, deposits, corrosion products and contamination
We interpret fractography including fatigue striations, brittle cleavage, ductile dimples and stress corrosion cracking
We identify damage mechanisms to API RP 571, typically three to six candidate mechanisms per case
We reconstruct the sequence of events from control system, SCADA and maintenance records
We run structured causal analysis using TapRooT, Apollo, Cause Map and TRIPOD with multi layer logic
We identify latent causes such as programmatic gaps, management of change failures, training deficits and eroded design margin
We develop recommendations that address the immediate, programmatic and learning organisation dimensions
Engineering outcomes

Outcomes of Failure Analysis and Root Cause Analysis (RCA)

Root Cause and Recurrence Prevention
  • We prevent recurrence at the failed site and at sister facilities
  • We surface the programmatic gaps that single failure responses miss
  • We anchor damage mechanism awareness across operations and engineering
  • We build organisational learning from individual events
API 689 and IEC 62740 RCA Defence
  • We give you OSHA PSM 1910.119(m) incident investigation documentation that withstands scrutiny
  • We produce work that withstands CSB, HSE and equivalent regulator forensic examination
  • We support prosecution and litigation defence with chain of custody evidence
  • We align with the CCPS Risk Based Process Safety incident investigation element
Reliability Improvement Action Quality
  • We identify management of change, training and inspection gaps from single failures
  • We drive realistic operator awareness by communicating the failure mechanism
  • We build an organisational learning culture
  • We support vendor warranty and product defect dialogue
Repeat Failure Cost and Downtime Reduction
  • We help you avoid repeat failure cost, where sister asset incidents typically run five to ten times the original loss
  • We reduce insurance loadings through demonstrated learning capability
  • We support vendor warranty claims and product defect litigation
  • We trim business interruption exposure
Standards & references

Codes & standards we work to

ASM Failure Analysis Handbook (3rd Ed.)API RP 571 (3rd Ed., 2020) damage mechanismsTapRooT Root Cause TreeApollo RCA (Dean Gano)CCPS Guidelines for Investigating Process Safety IncidentsASTM E2332 (failure analysis terminology)IChemE Accident Database and Loss Prevention BulletinISO 9712 / ASNT (NDT personnel)OISD STD 130 (In Service Inspection)PNGRB Pipeline Integrity Regulations 2009 (India)IBR 1950 (Indian Boiler Regulations)SMPV(U) Rules 2016 (India)IEC 62740 (Cause Analysis)ASM Handbook Volume 11API 653 (Tank Inspection)API RP 571 (Damage Mechanisms)API RP 941 (HTHA)
When to engage

Triggers that signal the need

An equipment failure event affecting a vessel, tube, rotating or electrical assetA repeat failure trend on similar assetsA vendor warranty or product defect disputeAn insurance claim requiring forensic evidenceA post turnaround inspection findingA CSB or regulator driven retrospective investigationA litigation defence forensic examination
Industries served

Where Failure Analysis and Root Cause Analysis (RCA) applies

Oil & Gas, Upstream

Wellheads, separators, gas compression, FPSO topsides, produced water systems.

UpstreamOffshoreFPSO
Refineries & Petrochemicals

Distillation columns, reactors, heat exchangers, storage spheres, LPG handling.

RefiningPetrochemical
LNG & Gas Processing

Cryogenic exchangers, liquefaction trains, BOG compressors, storage and sendout.

LNGCryogenic
Specialty Chemicals

Reactive systems, batch reactors, solvent handling, runaway reaction scenarios.

ReactiveBatch
Power Generation

Boilers, HRSGs, steam headers, hydrogen systems, ammonia SCR units.

PowerHydrogen
Pharma & Food

Sterile vessels, CIP/SIP, pressure fermenters, solvent recovery, spray dryers.

PharmaFood & Bev
What we deliver

Tangible deliverables

  • Failure analysis report with evidence chain documentation
  • Metallographic, fractographic and electron microscopy examination
  • Chemical analysis of base material, deposits and contamination
  • API RP 571 damage mechanism identification
  • Sequence of events reconstruction
  • Structured root cause analysis using TapRooT, Apollo or Cause Map
  • Latent cause and programmatic gap analysis
  • Recommendation register with priority and ownership
  • Learning communication package for sister facilities
Get Started

Ready to start your project?

Speak with our team to scope an engagement tailored to your facility, regulatory context, and lifecycle stage.